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Securities Industry and Financial Markets Association
Results: 602

#	Item
321	“All the News That’s Fit to Print” MONDAY, July 14, 2014 Reprinted With Permission Add to Reading List Source URL: files.parsintl.com Language: English - Date: 2014-07-25 15:59:03 Stock market Finance Securities Trade associations Bonds Securities Industry and Financial Markets Association Regulation NMS Market data U.S. Securities and Exchange Commission Financial economics Financial markets Investment
322	Microsoft Word[removed] Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-08-09 07:53:51 Finance Broker-dealer Short Prime brokerage Securities market Securities Industry and Financial Markets Association Broker Direct market access Securities Exchange Act Financial markets Financial economics Financial system
323	sifma" Invested in America I December 14, 2010 Add to Reading List Source URL: fincen.gov Language: English - Date: 2010-12-15 13:49:52 Tax evasion Bank Secrecy Act Financial regulation Financial crimes Suspicious activity report Financial Crimes Enforcement Network Securities Industry and Financial Markets Association Money laundering USA PATRIOT Act Title III Subtitle B Finance Financial economics Financial system
324	Barclays Capital Trading and Distribution Commentary Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:53:00 Barclays Stock market Financial markets BP Bond Securities Industry and Financial Markets Association Investment Financial economics Economics
325	No[removed] ================================================================ In The Supreme Court of the United States Add to Reading List Source URL: www.americanbar.org Language: English - Date: 2012-10-01 00:04:00 Law 73rd United States Congress United States Securities and Exchange Commission Stock market New Deal Securities Act Securities Industry and Financial Markets Association Securities Exchange Act Securities regulation in the United States Financial economics United States securities law Investment
326	January 31, 2007 Nancy M. Morris Secretary Securities and Exchange Commission Station Place Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-02 15:42:15 Investment Municipal Securities Rulemaking Board Securities United States securities law U.S. Securities and Exchange Commission Christopher Cox Rulemaking Securities Industry and Financial Markets Association Financial regulation Financial economics Self-regulatory organizations Financial system
327	April 23, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-24 16:11:52 Finance Securities Industry and Financial Markets Association ACT Market liquidity Securities Exchange Act Systemic risk Financial economics Financial markets Investment
328	July 10, 2013 By Electronic Mail Mr. John Ramsay Acting Director Division of Trading and Markets Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-11 09:19:06 Financial system United States Securities and Exchange Commission Financial markets Bonds Securities Industry and Financial Markets Association Order Regulation NMS Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Stock market Investment
329	Via Regular Mail & E-Mail March 28, 2013 Mr. John Ramsay Acting Director, Division of Trading and Markets Unites States Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-12 13:47:32 Investment Business United States Securities and Exchange Commission United States securities law Finance Regulation NMS NASDAQ Consolidated Tape Association Financial Industry Regulatory Authority Financial markets Financial economics Self-regulatory organizations
330	November 30, 2012 By Electronic Mail Mr. Robert Cook Director Division of Trading and Markets Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-13 13:25:14 Financial system United States Securities and Exchange Commission United States securities law Self-regulatory organizations Securities Securities Industry and Financial Markets Association Regulation NMS Order U.S. Securities and Exchange Commission Financial economics Investment Stock market

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